A financial services organization employed by an exchange to acts as a third-party agent for recording and reporting security, options, and futures transactions, collecting margin funding and attending to the end-of-day settlement of trading accounts.
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Clearing Member
Office Of Compliance Inspections and Examinations (OCIE)
Securities and Exchange Commission (SEC)
notice day
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earnings before interest, taxes, depreciation and amortization (EBITDA)
true copy
managed fund
involuntary bankruptcy
currency note