regulator
noun

a person whose job it is to see that regulations are followed

"...the regulators have sought to protect investors and other market participants from the impact of a firm collapsing" [Banking Technology]

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Committee of European Securities Regulators
Finance and Tax Tribunals
Ponzi scheme
Office Of Thrift Supervision
Financial Reporting Council
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development costs
self employed
ICAEW
Dusseldorf Stock Exchange (DUS)
adequate disclosure