An individual, usually a lawyer, who speaks for a party to a legal dispute in court or arbitration proceedings. In the United States, a registered representative refers to an individual who is in the employ of a futures commission merchant or Commission House and who has passed the Series 7 exam to become licensed to sell securities.
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International Organization for Standards (ISO)
exchange traded fund (ETF)
European Currency Unit (ECU)
introducing broker (IB)
Sarbanes-Oxley Act of 2002 (SOX)
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