Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at
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Form S4
Regulation FD
Securities Enforcement Remedies and Penny Stock Reform Act of 1990
Electronic Data Gathering Analysis and Retrieval (EDGAR)
Statement of Additional Information (SAI)
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