Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at www.sec.gov.
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Securities Exchange Act of 1934
Chicago Stock Exchange (CHX)
beneficial ownership
registration approval
short sale rule
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securities
Louvre Accord
overstatement
self-supporting debt
managed unit trust