Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at
Browse by Subjects
quiet period
Investment Company Amendments Act of 1970
blanket fidelity bond
fiscal year (FY)
See All Related Terms »

rough out
real estate agent
at the money