Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at www.sec.gov.
Browse by Subjects
Form S4
Regulation FD
Securities Enforcement Remedies and Penny Stock Reform Act of 1990
Electronic Data Gathering Analysis and Retrieval (EDGAR)
Statement of Additional Information (SAI)
See All Related Terms »

AARF
basis period
start up
backer
adviser