Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at www.sec.gov.
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Options Clearing Corporation
Regulation FD
Consolidated Tape Plan (CTP)
Electronic Data Gathering Analysis and Retrieval (EDGAR)
annual report
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personal allowance
derivative
Pty Ltd
import ban
International Swaps and Derivatives Association (ISDA)