Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at
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Form S4
fiscal year (FY)
Electronic Data Gathering Analysis and Retrieval (EDGAR)
Investment Company Amendments Act of 1970
fiscal quarter
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Creeping inflation
foreseeable loss