Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at www.sec.gov.
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Form 8Q
Central Registration Depository (CRD)
late day trading
Statement of Additional Information (SAI)
corporate filing
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law of demand
detailed audit
foreign company
official return
paper