Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at www.sec.gov.
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fiscal quarter
Insider Trading and Securities Fraud Enforcement Act of 1988
annual report
SEC
Form 10K
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floating charge
streaming quotes
pump and dump