Securities and Exchange Commission (SEC)
A federal agency charged with providing oversight and enforcement of the securities industry, including responsibility for registering, regulating and overseeing brokerage firms, clearinghouses, and self-regulatory organizations. On the Web at www.sec.gov.
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blanket fidelity bond
fiscal year (FY)
waiting period
Form 8Q
Chicago Stock Exchange (CHX)
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Petroleum
currency movements
additional premium
open account
short interest