Series 7 License
Certification obtained by passing the Series 7 examination administered by NASD. A Series 7 license is required to solicit the purchase and sale of securities products. See Registered Representative; self-regulatory organization (SRO).

Browse by Subjects

Related Terms

General Securities Registered Representative Examination
registered representative
See All Related Terms »

Popular Terms In Rules and Regulations

trading financial assets
sunk cost
Association of Chartered Accountants in the United States
Listing Agreement