Words & Phrases Related to "brokerage firm"

- A -

agent
analyst

- B -

blanket fidelity bond
broker dealer

- C -

call loan rate
closed out
commission
commission broker
credit balance

- D -

deep discount broker
direct access trading (DAT)
Discount Broker
discretionary account
dual trading

- E -

Electronic Communication Network (ECN)
extended hours trading

- F -

folio
Forex Trader

- H -

house rules

- I -

internalization

- M -

managed account
margin
money market deposit account

- N -

NASD Dispute Resolution, Inc.
National Association of Securities Dealers (NASD)

- O -

online broker

- P -

penalty bid

- R -

Registered Options Principal
registered representative
Regulation T
Regulation U
retail broker

- S -

Securities and Exchange Commission (SEC)
Securities Investor Protection Act of 1970
Securities Investor Protection Corporation (SIPC)
segregated account
sell short
simulated trading
street name
sweep account

- T -

time and sales
Trading Platform

- U -

upstairs market
U.S. Government Securities
U.S. Treasury bills
U.S. Treasury inflation-protected securities (TIPS)
U.S. Treasury note

- W -

watch list