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Asset Management Upgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/28/2011
IVZ
Stifel Nicolaus
Hold
Buy
01/24/2011
WDR
BofA/Merrill Lynch
Neutral
Buy
01/04/2011
BEN
Sterne Agee
Neutral
Buy
12/15/2010
JNS
Goldman Sachs
Sell
Neutral

Asset Management Downgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/24/2011
JNS
BofA/Merrill Lynch
Buy
Neutral
01/20/2011
BK
Sandler O’Neill
Buy
Hold PT $34
01/06/2011
PFG
Credit Suisse
Outperform
Neutral
01/05/2011
BEN
FBR Capital
Outperform
Market Perform

Asset Management New Coverages

Date
Ticker
Analyst
Rating
01/12/2011
IVZ
BofA/Merrill Lynch
Buy
01/10/2011
JPMorgan
Neutral
01/06/2011
JMP Securities
Market Outperform
12/21/2010
Evercore Partners
Overweight

Asset Management Earnings

Date
Company
Actual
Expected
02/09/2012
0.04
0.02
02/06/2012
0.01
0.37
02/02/2012
0.71
0.75

On This Date

December 30, 1999:
The Nasdaq closed above 4,000 for the first time less than two months after its first close above 3,000. It ended up 84% for the year overall.

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