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Investment Brokerage - Regional Industry

Investment Brokerage - Regional Upgrades

Date
Ticker
Analyst
Old Rating
New Rating
12/02/2010
SF
Goldman Sachs
Neutral
Buy
11/09/2010
ITG
Wedbush
Neutral
Outperform
09/29/2010
RJF
Ticonderoga Securities
Neutral
Buy PT $31
07/07/2010
GHL
Ticonderoga Securities
Neutral
Buy PT $74

Investment Brokerage - Regional Downgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/27/2011
GHL
William Blair
Outperform
Market Perform
10/01/2010
Raymond James
Strong Buy
Market Perform
09/13/2010
GHL
Ticonderoga Securities
Buy
Neutral
07/26/2010
GHL
Rochdale Securities
Buy
Neutral

Investment Brokerage - Regional New Coverages

Date
Ticker
Analyst
Rating
10/09/2012
GHL
UBS
Neutral
08/17/2012
SF
Susquehanna
Neutral
11/23/2010
SWS
Barclays
Equalweight
05/25/2010
SF
Ticonderoga
Sell

Investment Brokerage - Regional Earnings

Date
Company
Actual
Expected
11/06/2012
0.08
-0.01
11/05/2012
0.60
0.47
10/25/2012
0.01
0.00
10/24/2012
0.69
0.63

On This Date

July 25, 1867:
Karl Marx's Das Kapital is first published in Germany.