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Investment Brokerage - Regional Industry

Sector
Investing
Related Industries
Asset Management, Closed-End Fund - Debt, Closed-End Fund - Equity, Closed-End Fund - Foreign, Diversified Investments, Investment Brokerage - National, Mortgage Investment
View all Industries

Stocks in Investment Brokerage - Regional Sector

Arlington Asset Investment
Diamond Hill Investment Group Inc.
GFI Group Inc.
Investment Technology Group Inc.
National Holdings Corp.
Paulson Capital Corp.
Siebert Financial Corp.
Summit Financial Services Group Inc.
Woodstock Holdings, Inc.
Capital Financial Holdings, Inc.
Finotec Group Inc.
Greenhill & Co., Inc.
Kent Financial Services Inc.
Oppenheimer Holdings Inc.
Raymond James Financial Inc.
Stifel Financial Corp.
SWS Group, Inc.

Investment Brokerage - Regional Upgrades

Date
Ticker
Analyst
Old Rating
New Rating
12/02/2010
SF
Goldman Sachs
Neutral
Buy
11/09/2010
ITG
Wedbush
Neutral
Outperform
09/29/2010
RJF
Ticonderoga Securities
Neutral
Buy PT $31
07/07/2010
GHL
Ticonderoga Securities
Neutral
Buy PT $74

Investment Brokerage - Regional Downgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/27/2011
GHL
William Blair
Outperform
Market Perform
10/01/2010
GFIG
Raymond James
Strong Buy
Market Perform
09/13/2010
GHL
Ticonderoga Securities
Buy
Neutral
07/26/2010
GHL
Rochdale Securities
Buy
Neutral

Investment Brokerage - Regional New Coverages

Date
Ticker
Analyst
Rating
10/09/2012
GHL
UBS
Neutral
08/17/2012
SF
Susquehanna
Neutral
11/23/2010
SWS
Barclays
Equalweight
05/25/2010
SF
Ticonderoga
Sell

Investment Brokerage - Regional Earnings

Date
Company
Actual
Expected
11/06/2012
SWS Group, Inc. (SWS)
0.08
-0.01
11/05/2012
Stifel Financial Corp. (SF)
0.60
0.47
10/25/2012
GFI Group Inc. (GFIG)
0.01
0.00
10/24/2012
Raymond James Financial Inc. (RJF)
0.69
0.63

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On This Date

April 18, 1980:
The New York Stock Exchange admits its first female specialist, Amy Newkirk, as a member.
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