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Investment Brokerage - Regional Industry

Investment Brokerage - Regional Upgrades

Date
Ticker
Analyst
Old Rating
New Rating
12/02/2010
SF
Goldman Sachs
Neutral
Buy
11/09/2010
ITG
Wedbush
Neutral
Outperform
09/29/2010
RJF
Ticonderoga Securities
Neutral
Buy PT $31
07/07/2010
GHL
Ticonderoga Securities
Neutral
Buy PT $74

Investment Brokerage - Regional Downgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/27/2011
GHL
William Blair
Outperform
Market Perform
10/01/2010
Raymond James
Strong Buy
Market Perform
09/13/2010
GHL
Ticonderoga Securities
Buy
Neutral
07/26/2010
GHL
Rochdale Securities
Buy
Neutral

Investment Brokerage - Regional New Coverages

Date
Ticker
Analyst
Rating
10/09/2012
GHL
UBS
Neutral
08/17/2012
SF
Susquehanna
Neutral
11/23/2010
SWS
Barclays
Equalweight
05/25/2010
SF
Ticonderoga
Sell

Investment Brokerage - Regional Earnings

Date
Company
Actual
Expected
11/06/2012
0.08
-0.01
11/05/2012
0.60
0.47
10/25/2012
0.01
0.00
10/24/2012
0.69
0.63

On This Date

February 28, 1950:
New York City financial executive Frank McNamara and his attorney Ralph Schneider have dinner at the Major’s Cabin Grill Restaurant on 33rd St. in Manhattan. When the check comes, McNamara hands the waiter a small paper Diners’ Club car