Industries > Investment Brokerage - Regional

Investment Brokerage - Regional Industry

Sector

Related Industries

Asset Management, Closed-End Fund - Debt, Closed-End Fund - Equity, Closed-End Fund - Foreign, Diversified Investments, Investment Brokerage - National, Mortgage Investment

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Stocks in Investment Brokerage - Regional Sector

Arlington Asset Investment
Diamond Hill Investment Group Inc.
GFI Group Inc.
Investment Technology Group Inc.
National Holdings Corp.
Paulson Capital Corp.
Siebert Financial Corp.
Summit Financial Services Group Inc.
Woodstock Holdings, Inc.

Capital Financial Holdings, Inc.
Finotec Group Inc.
Greenhill & Co., Inc.
Kent Financial Services Inc.
Oppenheimer Holdings Inc.
Raymond James Financial Inc.
Stifel Financial Corp.
SWS Group, Inc.

Investment Brokerage - Regional Upgrades

Date

Ticker

Analyst

Old Rating

New Rating

12/02/2010

Goldman Sachs

Neutral

Buy

11/09/2010

ITG

Wedbush

Neutral

Outperform

09/29/2010

RJF

Ticonderoga Securities

Neutral

Buy PT $31

07/07/2010

GHL

Ticonderoga Securities

Neutral

Buy PT $74

Investment Brokerage - Regional Downgrades

Date

Ticker

Analyst

Old Rating

New Rating

01/27/2011

GHL

William Blair

Outperform

Market Perform

10/01/2010

GFIG

Raymond James

Strong Buy

Market Perform

09/13/2010

GHL

Ticonderoga Securities

Buy

Neutral

07/26/2010

GHL

Rochdale Securities

Buy

Neutral

Investment Brokerage - Regional New Coverages

Date

Ticker

Analyst

Rating

10/09/2012

GHL

UBS

Neutral

08/17/2012

Susquehanna

Neutral

11/23/2010

SWS

Barclays

Equalweight

05/25/2010

Ticonderoga

Sell

Investment Brokerage - Regional Earnings

Date

Company

Actual

Expected

Prev Yr Qtr

11/06/2012

SWS Group, Inc. (SWS)

0.08

-0.01

0.05

11/05/2012

Stifel Financial Corp. (SF)

0.60

0.47

0.35

10/25/2012

GFI Group Inc. (GFIG)

0.01

0.00

0.09

10/24/2012

Raymond James Financial Inc. (RJF)

0.69

0.63

0.54

On This Date

February 28, 1950:
New York City financial executive Frank McNamara and his attorney Ralph Schneider have dinner at the Major’s Cabin Grill Restaurant on 33rd St. in Manhattan. When the check comes, McNamara hands the waiter a small paper Diners’ Club car