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Wholesale, Other Industry

Wholesale, Other Upgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/28/2011
Goldman Sachs
Sell
Neutral
08/23/2010
FBR Capital
Market Perform
Outperform
05/24/2010
SMS
Canaccord Adams
Hold
Buy
01/29/2010
Global Hunter Securities
Neutral
Buy

Wholesale, Other Downgrades

Date
Ticker
Analyst
Old Rating
New Rating
10/29/2009
SMS
Canaccord Adams
Buy
Hold
07/15/2008
Goldman Sachs
Neutral
Sell
04/18/2008
Soleil Securities
Buy
Hold
08/23/2007
KeyBanc Capital Mkts / McDonald
Aggressive Buy
Hold

Wholesale, Other New Coverages

Date
Ticker
Analyst
Rating
05/25/2012
Wunderlich Securities
Buy
04/11/2012
Noble Financial
Buy
08/31/2010
Morgan Keegan
'Market Perform'
12/21/2009
Global Hunter Securities
Neutral

Wholesale, Other Earnings

Date
Company
Actual
Expected
10/25/2012
-0.07
-0.07
10/22/2012
0.91
0.86
08/23/2012
0.02
0.01
07/23/2012
0.66
0.63

On This Date

October 25, 1999 House and Senate officials came to an agreement with the White House on a compromise in eliminate restrictions in the Glass-Stegall financial services law that prohibit banking and securities firms from competing for each others' business: