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Investing Upgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/28/2011
IVZ
Stifel Nicolaus
Hold
Buy
01/28/2011
WAL
RBC Capital
Sector Perform
Outperform
01/24/2011
WDR
BofA/Merrill Lynch
Neutral
Buy
01/24/2011
NYX
Wells Fargo
Market Perform
Outperform

Investing Downgrades

Date
Ticker
Analyst
Old Rating
New Rating
01/27/2011
GHL
William Blair
Outperform
Market Perform
01/24/2011
JNS
BofA/Merrill Lynch
Buy
Neutral
01/20/2011
BK
Sandler O’Neill
Buy
Hold PT $34
01/20/2011
GS
Ticonderoga
Buy
Neutral

Investing New Coverages

Date
Ticker
Analyst
Rating
01/27/2011
NNA
Lazard Capital
Buy
01/25/2011
HF
William Blair
Outperform
01/14/2011
TWO
Cantor Fitzgerald
Buy; Balanced Portfolio
01/14/2011
RWT
Cantor Fitzgerald
Hold; Jumbo Ambitions

Investing Earnings

Date
Company
Actual
Expected
02/09/2012
0.10
0.12
02/09/2012
0.33
0.29
02/09/2012
0.04
0.02
02/08/2012
0.15
0.05

On This Date

December 30, 1999:
The Nasdaq closed above 4,000 for the first time less than two months after its first close above 3,000. It ended up 84% for the year overall.

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